A Dynamic Model of Protest

A nice animation based on a paper by Adam Meirowitz (Princeton) and Joshua Tucker (New York University). The video explains why citizens who take action to overthrow bad governments might eventually lose hope  and decide to stay home.

 

The paper was published this year in the American Journal of Political Science. Here is the abstract:

In the aftermath of the Arab Spring, a crucial question is whether popular protest is now likely to be a permanent part of Middle Eastern politics or if the protests that have taken place over the past two years are more likely to be a “one-shot deal.” We consider this question from a theoretical perspective, focusing on the relationship between the consequences of protests in one period and the incentives to protest in the future. The model provides numerous predictions for why we might observe a phenomenon that we call the “one-shot deal”: when protest occurs at one time but not in the future despite an intervening period of bad governance. The analysis focuses on the learning process of citizens. We suggest that citizens may not only be discovering the type or quality of their new government—as most previous models of adverse selection assume—but rather citizens may also be learning about the universe of potential governments in their country. In this way, bad performance by one government induces some pessimism about possible replacements. This modeling approach expands the formal literature on adverse selection in elections in two ways: it takes seriously the fact that removing governments can be costly, and it explores the relevance of allowing the citizen/principal to face uncertainty about the underlying distribution from which possible government/agent types are drawn.

The authors’ highlighting of the need to “get it right” in the first transitional elections comes as a reminder of how frail electoral democracy may be in recently transitioned countries. A snapshot from the conclusion (ungated version):

In the aftermath of events like the Arab Spring and the Colored Revolutions, we are once again confronted with the question of what the long-range effects are likely to be of regime change ushered in by citizens taking to the streets. Such moments are often filled with optimism about the potential for people to seize control of their own destiny and finally demand accountability from their governments. The model we present in this article does not deny that this optimistic chain of events can come to fruition, but it does lead to important insights as to when such a scenario is more or less likely.

First, there is likely to be a fundamental difference between what happens following a protest that leads to regime change as opposed to one that leads merely to a change of government without changing the regime. So a protest in France that leads to a change in the government—for example, the 1968 protests and subsequent resignation of de Gaulle (Cerny 1970)—is not likely to change citizens’ minds about the overall distribution of the quality of governments available through French democracy. Citizens may feel that they have received a “bad” draw from this distribution, and thus it is worth trying to throw the current government out of power and replace it with a new draw from the same distribution. In these circumstances—provided the cost of protesting remains constant—there is no reason not to expect French citizens to take to the streets to protest against their government in similar numbers in thefuture.

In a new democracy, however, we suggest that citizens may be simultaneously updating about the quality of the current government and the potential quality of all governments available under a democratic regime. This learning may be rather dramatic during the first governments of the new regime. If these initial governments after a democratic transition should prove to be little better than previous nondemocratic governments, citizens might be unlikely to take costly actions in order to curtail new abuses or even deter a blatant disregard for the new rules calling for periodic elections. Thus, we are probably most likely to see a one-shot-deal scenario when the initial governments following a democratic transition are perceived as no better than the ones that preceded the transition. Conversely, repeated protest might be more likely if there are afew “good” governments—thus leading respondents to think that the average quality of government is indeed better under democracy—before a government that might threaten democracy appears again. The bottom line is that if the type of learning that underlines our model is indeed occurring in newly democratic regimes, then the stakes for these regimes during the initial post-transition governments are likely to be high indeed.

Taken together, these points suggest the potential for the following patterns to emerge. The size and strength of protests may increase over time in a nondemocratic regime, but once the initial goal of removing the old regime from office is accomplished, the ability of prodemocracy forces to bring their supporters to the street may diminish significantly. The intuitive explanation for such a pattern would normally be that “the goal has been met,” but our model suggests a different story: it may not be so much that the goal has been met as the goal no longer seems to be quite so valuable. Again, this points to the importance of “getting it right” in the first transitional elections.

You can read the full paper (ungated version) here [PDF].

HT The Monkey Cage. 

Isolating the Effects of Electoral Participation on Political Efficacy and Political Trust

By Victoria Shineman

There is a rich literature discussing the effects of participation, and a growing number of studies have tried to estimate proposed effects using empirical data. However, empirical testing is difficult because participation is typically both voluntary and costly, causing it to be partially determined by the characteristics it is theorized to affect. Put simply, there is an endogeneity problem. This paper discusses theories regarding how engaging in the act of participation might affect political efficacy and political trust, and then contributes to the empirical literature through experimental innovations which improve our ability to make valid causal inferences. An intensive mobilization treatment was integrated into a panel survey conducted before and after the 2011 San Francisco Municipal Election. Actual voter turnout was validated from the official voter history file. The mobilization treatment increased participation by over 33 percentage points, generating an excellent opportunity to isolate exogenously driven participation. The analysis uses assignment to the mobilization treatment as an instrument for voter turnout, in order to isolate and estimate the independent effect of being mobilized to vote on different dimensions of political efficacy and political trust. Heterogeneous treatment effects are also identified, based on whether each subject approved or disapproved of the electoral outcomes. This paper is part of a larger project intended to isolate and estimate the effects of participation. Additional experiments and observational studies will soon be integrated into the analysis.

Read the full paper here [PDF].

Diamond’s Course on Democratic Development

I just found out that on April 3rd Coursera started offering a new series of lectures on Democratic Development with Larry Diamond. Here’s a brief description of the course:

This course is intended as a broad, introductory survey of the political, social, cultural, economic, institutional, and international factors that foster and obstruct the development and consolidation of democracy. Each factor will be examined in historical and comparative perspective, with reference to a variety of different national experiences. Students are encouraged to relate the historical development and contemporary situation of particular countries and regions (especially their own) to the various theories about democratic development, and to evaluate those theories in light of country experience. It is also hoped that students in developing or prospective democracies can use the theories, ideas, and lessons in the class to help build or improve democracy in their own countries.

Although it seems that Larry will not approach the issue of participatory democracy, there is little doubt that it is something worth following if one looks at the syllabus. The reading schedule [PDF] is – as one would expect – impeccable, and it is in itself a valuable list of resources for those who would like to move beyond a simplistic understanding of democracy.To set the tone, one of the first suggested readings is the brilliant “What Democracy Is…and Is Not”, a classic by Philippe Schmitter and Terry Karl, who together form probably one of the most brilliant (and charming) couples ever. The list of excellent readings goes on forever, with major scholars (beyond Larry himself) such as Lipset, O’Donnel, Lijphart, Carothers and Horowitz.Touching upon issues like ethnic conflict, accountability, rule of law and control of corruption, this course might also be of interest to many development practitioners working in related fields. Personally – and despite the sometimes tiring hype – I look forward to hearing more from Diamond about his take on the role of technologies in democratic transitions (see for instance, this paper of his “Liberation Technology” [PDF]).

Albeit free, this course is priceless.

You can sign up here.

David Karpf on Netroots and the MoveOn Effect

David Karpf lecture at the American University on the impact of technologies on political activism.

 

A brief description of the talk from the Center for Social Media website:

Karpf walked his audience through an examination of internet age advocacy organizations: examining their effectiveness in running campaigns; how they run campaigns as compared to legacy advocacy groups such as the Sierra Club (an organization that predates the internet by nearly 100 years); and what the future of the netroots movements means for the future of all who are involved in advocacy work. Karpf, who served on the Sierra Club board of directors in graduate school, came equipped with a perspective that combines the physical experience of his grassroots campaign work and the intellectual experience of meticulously mapping the behavior and patterns of online groups such as DailyKos and MoveOn.

Democracy by Sortition, Government by Lot

Personally, I am a strong sympathiser of democracy by sortition.

Historically, the main references to government by sortition refer to Classical Athens and the Florentine Republic in the Early Renaissance.

View of the Palazzo Vecchio in Florence. Picture by jrgcastro on flickr.

For those interested in the Florentine experience, in general less known to the public, here’s a great draft paper [pdf] by Yves Sintomer that he presented during a meeting we had a couple of years ago at the Rockefeller Center in Bellagio. In the paper, among other things, Yves describes the experience of the Florentine Republic and contrasts it with recent democratic innovations based on random selection. As to these recent experiments, alongside citizens’ juries,  probably one of the most studied experiments with sortition in recent history refers to British Columbia’s Citizens’ Assembly on Electoral Reform.

At a time when citizen participation is considered – at least in theory – an important part of the open government movement, those working in this sphere should pay particular attention to different methods of participant selection (e.g. self-selection, randomized) and what the prospects and limits for each of these different methods are.

An awesome read on this subject is the book Democratic Innovations by Graham Smith. Among other things, Graham looks at the impact that different  institutional designs (and methods of selection) have on the inclusiveness of participatory experiences.

If you are interested in sortition, a good resource to follow is the Equality by Log blog. In the blog I just came across an interesting presentation [PDF] by Yoram Gat on the subject of sortition compared to traditional (i.e. representative) democratic institutions.

Maybe after some of these readings you may become a sympathiser of government by lot as well.

Does access to information enhance accountability?

This paper [PDF] examines whether access to information enhances political accountability. Based upon the results of Brazil’s recent anti-corruption program that randomly audits municipal expenditures of federally-transferred funds, it estimates the effects of the disclosure of local government corruption practices upon the re-election success of incumbent mayors. Comparing municipalities audited before and after the elections, we show that the audit policy reduced the incumbent’s likelihood of re-election by approximately 20 percent, and was more pronounced in municipalities with radio stations. These findings highlight the value of information and the role of the media in reducing informational asymmetries in the political process. 

Ferraz, Claudio, and Frederico Finan. 2008. “Exposing Corrupt Politicians: The Effects of Brazil’s Publicly Released Audits on Electoral Outcomes.” Quarterly Journal of Economics, 123(2): 703–45.

Technology and Politicians’ Promises

Increasingly popular, promise-tracking platforms are software solutions designed to track the extent to which elected officials fulfil their promises made during electoral campaigning. David Sasaki has written an interesting post about these “promise meters”. Given that we are still in the early stages of development of these innovations, a few considerations might be noteworthy.While the cases that David lists focus on candidates for the Executive (e.g. gubernatorial elections), for illustrative purposes I focus primarily – but not solely – on cases in the field of parliamentary informatics. That is, existing or potential solutions for tracking politicians’ promises in parliament.
As David mentions, promises are not always the best metric. This may become even more evident when we consider the issues of collective intelligence and deliberation. To clarify, let us think of parliaments in their simplest form. As the etymology itself indicates, parliaments are in their origin conceived as spaces of dialogue. Such a deliberative component, some might argue, is precisely the epistemic basis that justifies the existence of parliaments as such. From this perspective, the mechanism that leverages the knowledge dispersed amongst the different parliamentarians relies on i) exposure to diverging points of view, ii) the justification of arguments on a rational basis, and ii) the willingness of parliamentarians to change their positions and preferences. From this perspective, a parliament in which its members do not change their preferences may in fact be counterproductive. The same applies to actors from the Executive as they interact with actors from other branches (e.g. Legislative) and levels (e.g. sub-national) of government and society as a whole.
Another question refers to the object of promise-tracking software. Some examples may fall prey to focusing on politicians as opposed to political parties, neglecting the role played by electoral parties in politicians’ behavior. Such oversight is particularly undesirable in the context of electoral systems that tend to foster strong party organizations (e.g. proportional representation), where parties’ directives tend to guide political action more than any individual agenda. This is perhaps one of the reasons for which voting advice applications (VAAs) developed by political scientists, such as theEUProfiler, have structured their design around political parties.
Finally, one could argue that promise-tracking platforms are built under a normative assumption that privileges a “delegate model of representation” over a “party delegate model” or a “trustee model” of representation.  Unintentionally, the discussion surrounding promise-tracking software enters a lively – and still unsettled – debate in the field of political representation theory. Edmund Burke would have loved to be a part of it.
(originally posted on the World Bank’s IC4D Blog)

How New Media has Revolutionized Electoral Politics in the US

This paper [pdf] addresses the impact new media tools have on different segments of the electoral process in the United States. Specifically, it looks at  the impact new media has by providing information, influencing the news cycle and setting agendas, shaping public opinion, providing more fundraising opportunities, increasing political participation and youth voter turnout, and changing election results. This paper does so by drawing on systematic studies, data from the Pew Research Center, and case studies, specifically that of the 2008 Presidential Election. This analysis is unique in that it uses very current information, focusing on the 2008 election, as this was the first election in which new media was fully integrated into campaign strategies. It is also unique in that it analyzes several types of new media including social networks, blogging, campaign websites, and Internet fundraising. These findings suggest that new media does influence and shape the course of the electoral process in the United States through the six aspects of the electoral process presented in this paper.

Aronson, Elise D. (2012) “Cyber-Politics: How New Media has Revolutionized Electoral Politics in the United States,” Colgate Academic Review: Vol. 9, Article 7.

SurveyMonkey is inviting survey respondents to help predict the results of the next presidential elections in the US. Looks like an oversimplified version of prediction markets (pdf) for elections. For those who don’t know it, Marquis de Condorcet’s Jury Theorem, over 200 years old, was the starting point for all of this.   

EU Profiler: voting advice application for the 2009 EP elections

(originally posted here)

Here’s a link to a video about the EU Profiler, a Voting Advice Application for the 2009 European Parliamentary Elections.

http://www.euronews.net/en/article/27/02/2009/an-orientation-tool-for-eu-voters/

The EU Profiler has been developed here at the European University Institute with the collaboration of a unique team of international researchers.

A bit more about the EU Profiler:

The EU Profiler is a Europe-wide Voting Advice Application (VAA) or a party profiling website for the European Parliament elections in June 2009. It is designed to help millions of European users and potential voters to discover their positions in the political landscape for the 2009 EP elections.

In order to help voters to make their own preferences explicit and position themselves in a ‘European political landscape’, the EU Profiler offers the users (or voters) an online questionnaire with 30 political statements on which they can indicate their level of agreement or disagreement. When they have completed the set of questions, the programme goes on to state which particular party is closest to the political preferences expressed by the user (voter). Therefore, the EU Profiler allows them to compare their preferences with the positions of all national, as well as, all European parties.

The EU Profiler will be available in all EU Member States in all their respective national languages and will be customized to each country’s national campaign context. The EP elections will also be simulated in a number of non-EU member countries such as Turkey, Croatia, Switzerland and Norway.

The EU Profiler has been developed by the European University Institute (EUI) in Florence which has a unique position to form an international team of social scientists (as the ”officers” of this group and many more). The EU Profiler combines the academic excellence of the EUI with the expertise and the experience of the Dutch company ‘Kieskompas’ and the Swiss consortium ‘NCCR Democracy/Politools (smartvote)’ which are the two leading developers of party/candidates profiling websites and voting advice applications.”